Avior Capital Markets US LLC (“Avior”) is a registered US Broker-Dealer. Avior offers Chaperoning services pursuant to Rule 15a-6 of the US Securities Exchange Act of 1934, to non-US Foreign Brokers and Dealers (FBDs) via the distribution of Research Reports and the facilitation of securities transactions with US Institutional Investors. Rule 15a-6 is considered as a great success in enabling FBDs, particularly those with chaperoning arrangements, to access US Investors. Avior offers a comprehensive list of
Compliance US securities laws apply to Foreign Broker-Dealers doing business in the United States. Avior can partner with you via a chaperoning arrangement to enable you comply with US regulations.
Research and Trading An FBD operating under a 15a-6 chaperoning Agreement can solicit and effect transactions in "foreign securities” through the distribution of research and have direct contacts with US institutional investors and major US institutional investors through a US Registered Broker-Dealer intermediary.